Guidance and Forms for Postgraduate Research Students and Staff

The guidance and forms below describe the processes surrounding each milestone in a Keele postgraduate research student's degree. There are also sections which cover procedures for changing registration status as well as withdrawing or transferring from the institution.

PGR Milestones

Below are milestones documents for MPhil, PhD students (full-time and part-time) and Professional Doctorate students. Each document serves as a point of reference for students progressing through the various stages of their degrees, which includes moving past the other milestones charted on the PGR Guidance and Forms web page.

Forms

 

MPhil Milestones (PDF, 172KB)
PhD Milestones (PDF, 240KB)

Professional Doctorate Milestones - HUMSS (PDF, 175KB)

Professional Doctorate Milestones - FMHS (PDF, 179KB)

Supervision

The research degree student-supervisor relationship is fundamental in all research degree arrangements. The University recognises that the task of supervising a research degree student (or students) is both rewarding and demanding. Getting Started with Research Student Supervision at Keele is a detailed but accessible source of guidance on the processes which surround the task of supervising a student, from their initial registration to completion of their degree.

The roles and responsibilities of both students and supervisors are set out in the Code of Practice on Postgraduate Research Degrees (PDF, 158KB) (Section 7).

The following forms relate to PGR supervision at Keele:

 

Supervisor Appointment Form (Word, 66KB)
Change in Supervision Form (Word, 69KB)

Reporting Concerns with PGR Experience (Student and Supervisor)

During a research degree student’s period of registration, the student and/or their supervisor might develop concerns about the student’s PGR experience. This is an area which could encompass a broad range of issues, including (but not limited to):

  • Difficulties the student has encountered with the research environment and/or facilities in their School/Faculty;
  • Personal difficulties the student has experienced with fellow research degree students and/or other members of academic staff in the School/Faculty;
  • Difficulties the student and supervisor (or another member of the supervisory team) have experienced with the supervisory relationship. 

 

The two forms include guidance on submitting such concerns, and allow students and supervisors to raise concerns for the Faculty PGR Director to consider and arrange a way forward.

PGR Concern Review Form (Student) (Word, 71KB)
PGR Concern Review Form (Supervisor) (Word, 70KB)

Progress Reviews

The regular review of a research degree student’s progress is an essential mechanism for maximising the likelihood of the student completing the programme within their registration period, and ensuring that the student receives appropriate support to make improvements in cases where progress is unsatisfactory. There are two regular progress review processes which research degree students must undergo: Progress Reviews (PR) 1,2 and 3 and Interim Progress Reviews (IPR). 

COVID-19 Update January 2021 - The progress review handbook and video link guidance will be uploaded in due course but in the meantime, please use the handbook and guidance in the relevant section below. 

‌Guidance

For (i) research degree students on MPhil, PhD, DM, and Professional Doctorate programmes and (ii) supervisors and supervisory teams:

Annual & Interim Progress Review Handbook (PDF, 338KB)
 Forms

Progress Review (PR)

Progress Review 1 Report Form

Progress Review 2 Report Form

Progress Review 3 Report Form - includes continuation status request and fee waiver option‌

Interim Progress Review (IPR)

IPR Report Form - includes phase 2 funding request

 

 

 

Amendments to PGR Student Status

Please uses the forms below. Detailed guidance in progress, and will be included in the PGR Handbook.

Status Change

Guidance

Form

Change of Status               

Includes:

  • Voluntary transfer from PhD to MPhil
  • Transfer from FT to PT
  • Transfer to Continuation status including fee waiver request
Change of Status Application Form (Word, 287KB)

Academic (time) Extension                        

  Extension Request Form (Word, 67KB)

Leave of Absence

  Leave of Absence Form (Word, 102KB)

The University's funding extension support is outlined below and the key points are:

Round 1:

  • Open to Keele funded and non-UKRI funded students who should apply using the phase 1 application form no later than 31.3.21.

Round 2:

  • All students (funded and self-funded) who have experienced disruption and have been unable to mitigate their projects, for example disabled students, those with long-term illness, are neurodivergent, or who have caring and parental responsibilities, are able to apply.
  • Applications will open at two points in 2021, in unison with Interim Progress Reviews in April and October and students should use the phase 2 application form. 

(Phase 1) Covid-19 related extensions

COVID-19 related extensions - flow chart

Application form COVID-19 Related Extension (phase 1)

(Phase 2) Covid-19 related extensions

COVID-19 related extensions - flow chart

Application form Covid-19 funding extension request form (phase 2)

Student and Supervisor Phase 2 guidance (please review prior to submitting an application)

Continuation fee waivers:

Students can apply during Progress Review 3 or by a change of status request, whichever is most appropriate given where you are in your programme. The forms are above in the 'amendments to mode of attendance' section. 

Continuation fee reimbursements:

Students can apply for a reimbursement and should read the Phase 2 Student and Supervisor guidance for information on how to apply.

Postgraduate Research Placements and Visiting Students

Please use the forms below. Guidance for research placements and visiting students will be inlcuded in the PGR Handbook.

Area Guidance Form

Research Placement

  Research Student Placement Form (Word, 60KB)

Visiting Student

  Visiting Student Application Form (Word,63KB)

Postgraduate Research Partnerships

1. Collaborative Provision

(i) Split-Site PhD

A split-site PhD is a research degree which leads to a Keele award and involves students being registered for a research degree at Keele whilst spending a significant period of their research away from the University, at another approved institution, which can, but does not have to be, overseas.
 
The University has devised a process for considering proposals for split-site PhDs between Keele and other organisations. For full information on this process, please see the relevant sections of the Collaborative Provision Code of Practice.

Submission of a Postgraduate Research Thesis for Examination

Information on how and where to submit alongside guidance on layout and presentation can be found in the Exams Handbook. The forms you will need to submit are accessible below, including an optional Covid-19 Impact Statement Form.

 

Academic Honesty Declaration Form (Word, 65KB)
Thesis Submission Form (Word, 66KB)
 Covid impact statement form (word, 298KB)

Nomination of the Examination Panel

After submitting their thesis, each research degree student at Keele must have a viva voce (Latin: 'by the living voice') examination, which is an oral defence of their thesis and the research which underpins it.

In most circumstances, the oral examination will involve two examiners (one internal and one external to Keele) and Independent Chair, who presides over the examination and manages its procedural conduct.

The Lead Supervisor, in consultation with their student, must nominate the examination panel using the form and guidance document below. The Faculty PGR Committee will first consider the form before referring it to the Research Degrees Committee for final approval. Lead Supervisors should submit their form to the PGR Administrator in their Faculty three months before their student's intended submission date.

Guidance

Guidance on the Nomination of the Oral Examination Panel (PDF, 136KB)

Form

Exam Panel and Thesis Title Approval Form (Word, 311KB)
  Independent Chair Approval Form (Word, 60KB)

Forms for PGR Examiners and Chairs

We ask for the Pre-Viva Examiner's Report and the accompanying coversheet to be returned to us by email at exams.pgr@keele.ac.uk within two months of the thesis being sent or no later than one week prior to the viva (whichever is sooner). The reports will then be exchanged between the examiners and the independent chair will be copied in. Further information and guidance on the PGR Exams Process can be found in the PGR Examinations Handbook.

 

Forms for examiners –

Pre-Viva Examiners Report Form (Word, 66KB)
Post-Viva Examiners Joint Report Form (Word, 69KB)
Resubmission - Examiners Preliminary Report Form (Word, 65KB)
Resubmission - Examiners Joint Report Form (Word, 67KB)‌‌
External Examiner Expenses Form (PDF, 2108KB)
Adjudicators Report Form (Word, 67KB)

 Oral examination by video link

As a result of the COVID-19 Pandemic, the current default is that vivas will take place via video link. We ask that the examiners, Chair and student confirm whether they have suitable IT set ups on the Exam Panel Nomination Form (above). If conducting a viva at home will be difficult for anyone involved, arrangements will be made by the faculty to offer a space on Campus. 

If an in-person viva is preferred, the KDA should be notified on exams.pgr@keele.ac.uk and building specific arrangements should be made by the Chair/ Faculty PGR administrator to find a suitable room.

For detailed guidance on oral examinations, both in person and via a video link, please refer to the PGR Examinations handbook which can be found at the top of this page. The resources below offer support and guidance for online oral examinations: 

Guide for Students

Guide for Examiners

Guide for Chairs

 

Submission of a Postgraduate Research Thesis for Deposit in the Library

For guidance on how to deposit your thesis in the library, alongside details on how to present it, please refer to the PGR Exams Handbook. The forms you will require are set out below:

Academic Honesty Declaration Form (Word, 65KB)
Thesis Deposit Agreement (Word, 30KB)

 

 

PhD By Publication

The guidance below covers the format and other requirements for a PhD by Publication. For information on eligibility for a PhD by Publication, please see Regulation C10

Guidance 

Guidance on PhDs by Publication (PDF, 172KB)

Voluntary Withdrawal and Institutional Transfer

Guidance on withdrawal and institutional transfer will be published in the KDA Handbook in due course, alongside an accompanying form. In the meantime, if students wish to either withdraw or transfer, they should discuss with their supervisor, PGR Lead and PGR Director.