Open Access and Repository

For any training or support queries, contact Open Access support team - research.openaccess@keele.ac.uk or
Scott McGowan - Research Support Librarian tel: +44 (0)1782 734506 or email: s.mcgowan@keele.ac.uk
Hannah Reidy - Research Quality Assistant tel: +44 (0)1782 733588 or email: h.reidy@keele.ac.uk

What is Open Access?

The Open Access (OA) movement is based on the idea that publicly funded academic research should be made available to the public to ensure the work reaches the widest possible audience.

Open Access research papers are usually made available through online repositories (i.e. online collections of research documents and data), or through academic journals. Repositories can be subject-based online collections or repositories in educational institutions. As research is also published in academic journals, these too have become another source of OA material. Some publishers have created entirely new Open Access journal titles, and many existing high-impact titles have also developed options for authors to make their work OA.

The main point is that through either route, OA material is online and free to any reader at the point of access. Broadly speaking, making material OA on a repository is called the “Green route”, and making material OA through a journal is known as the “Gold route”.

Many studies have identified the benefits resulting from the growth of OA publishing, including wider readership, more downloads and a "citation boost" for journal papers or research outputs.

The REF 2021 Open Access policy

REF 2021 requires certain research outputs are deposited in an online institutional or subject repository when they are accepted for publication. The policy was originally developed by the Higher Education Funding Council for England (HEFCE), and has since been adopted by UK Research and Innovation (UKRI).

The policy states that to be eligible for submission to REF-2021, authors’ final peer-reviewed manuscripts must have been deposited in an institutional or subject repository on acceptance for publication. This ONLY applies to journal papers and conference papers (with ISSNs), but credit is also given for other types of publications. The policy applies to journal papers and conference papers accepted for publication on or after 1 April 2016.

Publications accepted after this date should be deposited on the Keele Research Repository within 12 weeks of the date of acceptance. Instructions on how to do this are below in the section Open Access and REF 2021 - common questions.

The version which should be deposited is the final word document (or document converted to PDF) which includes any changes for peer review - and which was then finally accepted for publication by the journal. This is also known as the "accepted version", or "author's post-print".

Research Councils and other funding bodies have also embraced OA policies. As a condition of funding, grant holders may now be required to make resulting publications OA.

Research Councils UK’s (RCUK) OA policy states that from 1 April 2013 peer reviewed research papers which result from research that is wholly or partially funded by the Research Councils must be published in journals which are compliant with RCUK policy on OA.

Open Access and REF 2021 - common questions

What do I need to do?
To make your journal and conference papers eligible for REF 2021, upload your accepted manuscript to the Keele Publications Database or email it directly to the repository team at research.openaccess@keele.ac.uk.

Visit our Research and Innovation Support page for details on how to use the research database or to find out more about REF 2021.

When should you do this?
Within 12 weeks of the date the paper was finally accepted for publication - don't wait for your paper to be published, deposit it within 12 weeks.

What do we mean by accepted manuscript?
Your final word-processed author version which includes changes from peer-review, which was then finally accepted for publication.

Can we really do this before the journal/series actually publishes the paper?
Yes - in most cases the journal will ask repository managers to set an "embargo" on release of the accepted version of the paper - usually between 6 and 24 months depending on the publisher. We set all this on the repository system for you. The repository record will provide a web link to the published "version of record".

What about books and book chapters?
These don't have to be made open access to be eligible for REF 2021 - only journal papers, and conference papers which are being published in a series with an ISSN (International Standard Serial Number).

Do you need to pay for Open Access? - Green and Gold explained.
No - most journals allow you to deposit your manuscripts open access through university repositories without charge. In meeting the obligations of REF 2021 and/or the OA policy of the funding body which has provided the grant for the research, authors need to ensure their work is made OA through one of the available routes (“Gold” or “Green”).

Green Open Access
In this model, authors publish a copy of their paper in a journal or elsewhere in the traditional way, and then self-archive in an OA repository. For Keele academics, this can be done through the Symplectic publications database, which enables publishing to Keele’s Research Repository. Most publishers will allow the author’s final version to be deposited in this way without any charges (but NOT the final published version as it appears in the journal).

Gold Open Access
Here, authors publish a copy of their research papers in Open Access (or partially OA) peer-reviewed academic journals or conference proceedings. Many publishers levy a so-called Article Processing Charge (APC) for this. Once accepted for publication, the publisher places the final version of your research paper on their website and makes it freely available under an OA licence. It is important to carefully check any licence agreements that you sign to make sure that you are allowed to deposit the published final version in repositories without restriction.

Keele advocates the Green OA route, please see Keele's Open Access policy, and has put in place staff and resources to help academics in publishing their work to the Keele Research Repository. There are some funds available for APCs, however these are limited and will be considered on application from the academic concerned. Please contact research.openaccess@keele.ac.uk.

Grants available for Open Access Publication

Springer Journals Open Access fee waiver
If you are a Keele corresponding author on a paper accepted for publication by a Springer journal, you may be able to publish open access through the journal with no fee through our current library subscription deal.
Our Springer Compact agreement can be invoked as Keele researchers complete the post acceptance publication form, allowing immediate open access publication of their paper. Please note the agreement applies to a specified list of journals. Read more about the scheme from the Springer website, and their guide for corresponding authors.

UKRI block award
To assist with Research Councils UK’s OA policy Keele has received financial support for APCs (UK Research Council funded papers only) through a block grant to the University for those choosing the Gold OA route. Authors wishing to explore this option should first email research.openaccess@keele.ac.uk, ideally prior to submission of your paper. Decisions on allocating funds are made by the Pro-Vice Chancellor (Research and Enterprise).

Charities Open Access Fund
We also currently receive a small annual grant from the Charities Open Access Fund (COAF). Should your research have been funded (in whole or in part) by one of the following COAF partner charities, you can request subsidy from our COAF grant;

Arthritis Research UK
Bloodwise
British Heart Foundation
Cancer Research UK
Parkinson's UK
Wellcome Trust
Email research.openaccess@keele.ac.uk to enquire about this grant.

For more opportunities, see our Research funding page.

Training and support

One to one appointments
We are happy to meet with you to discuss any issues or queries regarding Open Access, the repository, Symplectic, Open Access funding or REF policy. We can also arrange any training that you require. To book an appointment with a member of the Repository Team please email us at research.openaccess@keele.ac.uk and we can make arrangements with you.

Training sessions
We also run a training session through the Academic Development 'Essential Skills for Researchers' series administered by the Keele Institute for Innovation and Teaching Excellence (KIITE), entitled 'Making the most of Open Access to extend the reach of your research'. See our Information skills for research page for further details.

For further support, contact research.openaccess@keele.ac.uk

Other useful links

For more information, see our RAISE Open Access page.